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Tracey Dubree

Ubs Financial Services Inc.

Hunt Valley, MD

Bel Air, MD

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2025-03-27
MD RA APPROVED 2003-05-19
  • SC RA
    APPROVED
    Since 2025-03-27
  • MD RA
    APPROVED
    Since 2003-05-19

Branch Locations

307 International Circle, Hunt Valley, MD 21031 • United States

Bel Air, MD • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Hunt Valley MD 02/2003 Present
Other Businesses

The Turntable Fund, Inc,MarylandUnited States,Foundation,Charity,Establishing the foundation and working with the board of directors for fundraising efforts,Member of Board of directorsEstablishing the foundation and working with the board of directors for fundraising effortsStart date- 5/1/2020

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-05-16
  • S66 Uniform Combined State Law Examination
    2003-05-16

View on SEC IAPD

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Other Offices

BAY HARBOR WEALTH MANAGEMENT, LLC · HUNT VALLEY, MD
ABS CAPITAL PARTNERS, INC. · HUNT VALLEY, MD
GROFF WEALTH MANAGEMENT · HUNT VALLEY, MD
MONUMENTAL WEALTH, LLC · HUNT VALLEY, MD
BUSH RIVER TRUST, LLC · HUNT VALLEY, MD
OSAIC WEALTH, INC. · HUNT VALLEY, MD
INDEPENDENT FINANCIAL PARTNERS · Hunt Valley, MD
AE WEALTH MANAGEMENT, LLC · Hunt Valley, MD

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