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14614 Bogert Parkway, Oklahoma City, OK 73134 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OK | RA | APPROVED | 2020-10-19 |
| TX | RA | APPROVED | 2020-10-19 |
Branch Locations
14614 Hertz Quail Springs Pkwy, Oklahoma City, OK 73134 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Triton Wealth Advisors, Llc | Edmond | OK | 08/2010 | 12/2020 |
| Finra | Washington | DC | 01/2010 | 01/2019 |
| Triton Wealth Advisors, Llc | Edmond | OK | 04/2011 | 12/2020 |
| Sagepoint Financial | Edmond | OK | 05/2014 | 01/2019 |
| Capstone Triton Financial Group Llc | Oklahoma City | OK | 09/2020 | Present |
1) ANDREW OSTER; FAMILY TRUSTEE; INVESTMENT RELATED; # HRS: 5 INV HRS: 5; 05/03/04 ADDRESS: 1812 Devonshire St. Nichols Hills, OK 73116; SERVE AS TRUSTEE ON FAMILY ACCOUNTS (MOTHER & BROTHER). 2) UNTERSCHRIFT PARTNERS, LLC - POSITION: MEMBER NATURE: A FAMILY LLC FOR ESTATE PLANNING PURPOSES TO HOLD THE MAJORITY OF OUR FAMILY ASSETS. ADDITIONALLY, THE ONGOING BUSINESS OF THE LLC MAY BE TO PURCHASE AND HOLD FOR RENT/LEASE REAL ESTATE. UNTERSCHRIFT IS GERMAN AND TRANSLATES TO "SIGNAGURE" IN ENGLISH. INVESTMENT RELATED: YES NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 03/02/2015 ADDRESS: 1812 Devonshire St. Nichols Hills, OK 73116 DESCRIPTION: OVERSEEING GENERAL OPERATIONS AND ALONG SIDE MY SPOUSE. 3) UNTERSCHRIFT VENTURES LLC POSITION: Member NATURE: DUE TO THE ADVICE OF LEGAL COUNSEL - AN ESTATE PLANNING MECHANISM FOR ANDREW'S INHERITED ASSETS THAT ARE SEPARATE FROM MARITAL JOINT PROPERTY. THIS ALLOWS U. VENTURES AND U. PARTNERS TO HOLD JOINT TITLE TO REAL ESTATE AND OTHER PRIVATE INVESTMENTS. INVESTMENT RELATED: YES NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2015 ADDRESS: 1812 Devonshire St. Nichols Hills, OK 73116 DESCRIPTION: Oversee the operations of the business. 4) Monscierge, Inc.; Director; Investment Related: No; 15121 Traditions Lake Pkwy, Suite A Edmond OK 73013; Monscierge develops and manages a guest experience platform under a software-as-a-Service (SaaS) model for the hospitality industry.; Duties: As a member of the board of directors, Andrew, along with the other members of the board provide strategic advice and oversight of company leadership.; 2023-04-01; Hours per month devoted to business during trading hours: 5; Hours per month devoted to business outside trading hours: 5; Percentage of total yearly compensation expected to be derived from the business: 0;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-04-03 |
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