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Andrew Ellis Oster

Triton Financial Group, Inc

Oklahoma City, OK

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Current Employers
Triton Financial Group, Inc

14614 Bogert Parkway, Oklahoma City, OK 73134 • United States

Current Registrations

AuthorityCategoryStatusDate
OK RA APPROVED 2020-10-19
TX RA APPROVED 2020-10-19
  • OK RA
    APPROVED
    Since 2020-10-19
  • TX RA
    APPROVED
    Since 2020-10-19

Branch Locations

14614 Hertz Quail Springs Pkwy, Oklahoma City, OK 73134 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Triton Wealth Advisors, Llc Edmond OK 08/2010 12/2020
Finra Washington DC 01/2010 01/2019
Triton Wealth Advisors, Llc Edmond OK 04/2011 12/2020
Sagepoint Financial Edmond OK 05/2014 01/2019
Capstone Triton Financial Group Llc Oklahoma City OK 09/2020 Present
  • 08/2010 → 12/2020
    Triton Wealth Advisors, Llc
    Edmond, OK
  • 01/2010 → 01/2019
    Finra
    Washington, DC
  • 04/2011 → 12/2020
    Triton Wealth Advisors, Llc
    Edmond, OK
  • 05/2014 → 01/2019
    Sagepoint Financial
    Edmond, OK
  • 09/2020 → Present
    Capstone Triton Financial Group Llc
    Oklahoma City, OK
Previous Registrations
  • 2011-04-21 → 2020-12-04
    Triton Wealth Advisors, Llc
    Edmond, OK
    Ponca City, OK
    Ponca City, OK
    Oklahoma City, OK
  • 2009-12-14 → 2011-09-06
    Securities America Advisors, Inc.
    Ponca City, OK
  • 2008-06-11 → 2009-12-07
    Bartlesville, OK
  • 2006-05-16 → 2008-12-31
    Brecek & Young Advisors, Inc.
    Ponca City, OK
    Ponca City, OK
  • 2003-05-19 → 2006-05-18
    Ponca City, OK
    Ponca City, OK
Other Businesses

1) ANDREW OSTER; FAMILY TRUSTEE; INVESTMENT RELATED; # HRS: 5 INV HRS: 5; 05/03/04 ADDRESS: 1812 Devonshire St. Nichols Hills, OK 73116; SERVE AS TRUSTEE ON FAMILY ACCOUNTS (MOTHER & BROTHER). 2) UNTERSCHRIFT PARTNERS, LLC - POSITION: MEMBER NATURE: A FAMILY LLC FOR ESTATE PLANNING PURPOSES TO HOLD THE MAJORITY OF OUR FAMILY ASSETS. ADDITIONALLY, THE ONGOING BUSINESS OF THE LLC MAY BE TO PURCHASE AND HOLD FOR RENT/LEASE REAL ESTATE. UNTERSCHRIFT IS GERMAN AND TRANSLATES TO "SIGNAGURE" IN ENGLISH. INVESTMENT RELATED: YES NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 03/02/2015 ADDRESS: 1812 Devonshire St. Nichols Hills, OK 73116 DESCRIPTION: OVERSEEING GENERAL OPERATIONS AND ALONG SIDE MY SPOUSE. 3) UNTERSCHRIFT VENTURES LLC POSITION: Member NATURE: DUE TO THE ADVICE OF LEGAL COUNSEL - AN ESTATE PLANNING MECHANISM FOR ANDREW'S INHERITED ASSETS THAT ARE SEPARATE FROM MARITAL JOINT PROPERTY. THIS ALLOWS U. VENTURES AND U. PARTNERS TO HOLD JOINT TITLE TO REAL ESTATE AND OTHER PRIVATE INVESTMENTS. INVESTMENT RELATED: YES NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2015 ADDRESS: 1812 Devonshire St. Nichols Hills, OK 73116 DESCRIPTION: Oversee the operations of the business. 4) Monscierge, Inc.; Director; Investment Related: No; 15121 Traditions Lake Pkwy, Suite A Edmond OK 73013; Monscierge develops and manages a guest experience platform under a software-as-a-Service (SaaS) model for the hospitality industry.; Duties: As a member of the board of directors, Andrew, along with the other members of the board provide strategic advice and oversight of company leadership.; 2023-04-01; Hours per month devoted to business during trading hours: 5; Hours per month devoted to business outside trading hours: 5; Percentage of total yearly compensation expected to be derived from the business: 0;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-04-03
  • S66 Uniform Combined State Law Examination
    2003-04-03
Designations

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