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Kenneth Glen St. Pierre

Ubs Financial Services Inc.

West Palm Beach, FL

West Palm Beach, FL

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2013-12-05
FL RA APPROVED 2012-01-30
  • TX RA
    APPROVED_RES
    Since 2013-12-05
  • FL RA
    APPROVED
    Since 2012-01-30

Branch Locations

525 Okeechobee Blvd Suite 1500, West Palm Beach, FL 33401 • United States

West Palm Beach, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Palm Beach FL 01/2012 Present
Previous Registrations
  • 2009-10-23 → 2012-01-06
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Lake Worth, FL
    Palm Beach, FL
    West Palm Beach, FL
    West Palm Beach, FL
  • 2005-07-05 → 2009-10-23
    Banc Of America Investment Services, Inc.
    Lake Worth, FL
    West Palm Beach, FL
    West Palm Beach, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-07-01
S63 Uniform Securities Agent State Law Examination 2003-05-28
  • S66 Uniform Combined State Law Examination
    2005-07-01
  • S63 Uniform Securities Agent State Law Examination
    2003-05-28

View on SEC IAPD

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