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Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2022-02-24
CA RA APPROVED 2021-09-28
  • MN RA
    APPROVED
    Since 2022-02-24
  • CA RA
    APPROVED
    Since 2021-09-28

Branch Locations

600 Portland Ave S, Minneapolis, MN 55415 • United States

Diamond Bar, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
U.S. Bancorp Investments, Inc. Claremont CA 02/2009 08/2021
Thrivent Financial Appleton WI 09/2021 Present
Thrivent Investment Management Inc Minneapolis MN 09/2021 Present
Previous Registrations
  • 2009-02-23 → 2021-08-27
    Claremont, CA
    Pomona, CA
    La Verne, CA
    Pomona, CA
    Glendora, CA
    Chino, CA
    La Verne, CA
    Chino, CA
    Ontario, CA
    Ontario, CA
    Ontario, CA
    Ontario, CA
    Claremont, CA
    Rancho Cucamonga, CA
    Rancho Cucamonga, CA
    Rancho Cucamonga, CA
    Rancho Cucamonga, CA
    Rancho Cucamonga, CA
    Rancho Cucamonga, CA
    Pomona, CA
    La Verne, CA
    La Verne, CA
    Pomona, CA
    Montclair, CA
    Ontario, CA
    Upland, CA
    Upland, CA
    Upland, CA
    San Dimas, CA
    Claremont, CA
    San Dimas, CA
    Montclair, CA
    Glendora, CA
    Upland, CA
    Upland, CA
  • 2003-09-03 → 2006-08-21
    Wamu Investments, Inc.
    Upland, CA
    Chino Hills, CA
    Chino Hills, CA
Other Businesses

RENTAL PROPERTY POSITION: Owner NATURE: Rental Property-single family home, owned since 2006. Rental income received. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 10/11/2006 ADDRESS: PO Box 4014, Diamond Bar CA 91765, United States DESCRIPTION: Collect rent via USPS mail, property management includes contacting service personnel for repairs as needed.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-04-21
  • S66 Uniform Combined State Law Examination
    2003-04-21
Other Names
  • Angela Yuk Han Ngan
  • Angela Ngan
  • Angela Yuk Han Ngan

View on SEC IAPD

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