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Douglas Scott Brinker

Ameriprise Financial Services, LLC

Allentown, PA

Allentown, PA

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2018-06-22
  • PA RA
    APPROVED
    Since 2018-06-22

Branch Locations

600 Hamilton St Ste 100, Allentown, PA 18101 • United States

Allentown, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Investment Professionals Inc San Antonio TX 07/2014 08/2018
Ameriprise Financial Services, Inc. Orefield PA 08/2018 03/2020
Ameriprise Financial Services, Llc Allentown PA 03/2020 Present
  • 07/2014 → 08/2018
    Investment Professionals Inc
    San Antonio, TX
  • 08/2018 → 03/2020
    Ameriprise Financial Services, Inc.
    Orefield, PA
  • 03/2020 → Present
    Ameriprise Financial Services, Llc
    Allentown, PA
Previous Registrations
  • 2015-11-25 → 2018-09-24
    Investment Professionals, Inc.
    San Antonio, TX
    Orefield, PA
    Danville, KY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-11-24
S63 Uniform Securities Agent State Law Examination 2003-05-19
  • S66 Uniform Combined State Law Examination
    2015-11-24
  • S63 Uniform Securities Agent State Law Examination
    2003-05-19
Other Names
  • Douglas Scott Brinker
  • Douglas S Brinker

View on SEC IAPD

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GURNIAK FINANCIAL ADVISORS, INC.

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DAVID FREDERICK GUENSCH
REKHA MUKESH TRIVEDI
ALIASGHER NURALI SOMJI
Timothy O'Connors

Other Offices

LPL FINANCIAL LLC · ALLENTOWN, PA
SECTOR ANALYSTS LLC · ALLENTOWN, PA
LOMBARD ADVISERS INCORPORATED · Allentown, PA
WELLS FARGO CLEARING SERVICES, LLC · TREXLERTOWN, PA
J.P. MORGAN SECURITIES LLC · Trexlertown, PA
ERICKSON FINANCIAL GROUP, LLC · ALLENTOWN, PA
CETERA INVESTMENT ADVISERS LLC · ALLENTOWN, PA
AMERIPRISE FINANCIAL SERVICES, LLC · WESCOSVILLE, PA

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