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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2013-03-28
CA RA APPROVED 2005-10-28
  • TX RA
    APPROVED_RES
    Since 2013-03-28
  • CA RA
    APPROVED
    Since 2005-10-28

Branch Locations

701 B St, San Diego, CA 92101 • United States

2049 Century Park E Division - Pacific Coast, Los Angeles, CA 90067 • United States

La Mesa, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated San Diego CA 02/1994 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-08-28
  • S66 Uniform Combined State Law Examination
    2004-08-28

View on SEC IAPD

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