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Tuula Katriina Paavola

Vicus Capital, Inc.

White Plains, NY

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Current Employers
Vicus Capital, Inc.

476 Rolling Ridge Drive Suite 315, State College, PA 16801 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-10-26
NY RA APPROVED 2021-04-07
CT RA APPROVED 2015-12-11
  • TX RA
    APPROVED
    Since 2021-10-26
  • NY RA
    APPROVED
    Since 2021-04-07
  • CT RA
    APPROVED
    Since 2015-12-11

Branch Locations

50 Main Street, Suite 1000, #1013, White Plains, NY 10606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Vicus Capital, Inc. (Formerly Pfg Financial Advisors) State College PA 11/2005 Present
Cetera Wealth Services, Llc El Segundo CA 09/2013 Present
Defrate & Paavola, Llc New York NY 10/2013 Present
  • 11/2005 → Present
    Vicus Capital, Inc. (Formerly Pfg Financial Advisors)
    State College, PA
  • 09/2013 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 10/2013 → Present
    Defrate & Paavola, Llc
    New York, NY
Other Businesses

1. FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED, SAME AS REGISTERED ADDRESS, FIXED INSURANCE, START 2002, 4HRS/WK (TRADING HOURS), INSURANCE AGENT - SELLS LIFE, ANNUITIES, AND LONG-TERM CARE; 2. VICUS CAPITAL, INC., INVESTMENT RELATED, SAME AS REGISTERED ADDRESS, OUTSIDE RIA - ADVISORY BUSINESS, START 2002, 40HRS/WK (32.5 TRADING HOURS), INVESTMENT ADVISOR REPRESENTATIVE; 3. DEFRATE & PAAVOLA, LLC, INVESTMENT RELATED, SAME AS REGISTERED ADDRESS, DBA NAME FOR FINANCIAL SERVICES, START 10/01/2013, 40HRS/WK (32.5 TRADING HOURS), OWNER, MANAGING DIRECTOR; 4. NAME OF OTHER BUSINESS: DEFRATE & PAAVOLA LLC DBA/ALTA WEALTH PARTNERS, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 01/2025, POSITION/TITLE/RELATIONSHIP: OWNER, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-03-18
  • S66 Uniform Combined State Law Examination
    2003-03-18
Designations

View on SEC IAPD

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