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Eric N Carlson

Sewickley Financial LLC

Sewickley, PA

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Current Employers
Sewickley Financial Llc

415 Beaver Street Suite 205, Sewickley, PA 15143 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2014-09-22
  • PA RA
    APPROVED
    Since 2014-09-22

Branch Locations

415 Beaver Street Suite 205, Sewickley, PA 15143 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sewickley Financial Llc Sewickley PA 07/2014 Present
Previous Registrations
Other Businesses

Sewickley Library; non investment related; 500 Thorn St. Sewickley, PA 15143; Board member; Treasurer, Head of Finance & Endowment committee; Started April 2022; no work is done during securities trading hours; I serve as a board member, there is no compensation, it's purely volunteer.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-06-20
S63 Uniform Securities Agent State Law Examination 2003-04-23
  • S66 Uniform Combined State Law Examination
    2012-06-20
  • S63 Uniform Securities Agent State Law Examination
    2003-04-23
Other Names
  • Eric Neil Carlson
  • Eric Neil Carlson

View on SEC IAPD

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