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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2024-12-05 |
Branch Locations
6000 Poplar Ave Suite 250, Memphis, TN 38119 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| B. Riley Wealth Management | Memphis | TN | 01/2009 | 12/2024 |
| B. Riley Wealth Advisors, Inc. | Memphis | TN | 07/2022 | 12/2024 |
| Lpl Financial Llc | Memphis | TN | 12/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2000-01-25 |
| S65 | Uniform Investment Adviser Law Examination | 2000-01-25 |
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