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Inactive

Richard Allan Kula

Hightower Advisors, LLC

Fort Myers, FL

Chicago, IL

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Current Employers
Hightower Advisors, Llc

200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2022-03-21
  • FL RA
    APPROVED
    Since 2022-03-21

Branch Locations

8200 College Pkwy. Suite 102, Fort Myers, FL 33919 • United States

200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
H Beck, Inc Bethesda MD 01/2014 12/2018
Annex Wealth Management, Llc Elm Grove WI 11/2013 03/2022
Hightower Chicago IL 03/2022 Present
  • 01/2014 → 12/2018
    H Beck, Inc
    Bethesda, MD
  • 11/2013 → 03/2022
    Annex Wealth Management, Llc
    Elm Grove, WI
  • 03/2022 → Present
    Hightower
    Chicago, IL
Previous Registrations
  • 2013-11-19 → 2022-03-18
    Annex Wealth Management, Llc
    Brookfield, WI
    Naples, FL
  • 2009-10-01 → 2013-06-24
    Equitable Advisors, Llc
    Milwaukee, WI
  • 2005-12-05 → 2009-09-18
    Msi Financial Services, Inc.
    Chicago, IL
    Springfield, MA
    Springfield, MA
    Milwaukee, WI
  • 2004-10-13 → 2005-12-31
    Metlife Investment Fund Services Llc
    Milwaukee, WI
  • 2003-10-07 → 2004-07-06
    Strong Capital Management Inc
    Menomonee Falls, WI
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2003-10-06
S63 Uniform Securities Agent State Law Examination 2003-03-06
  • S65 Uniform Investment Adviser Law Examination
    2003-10-06
  • S63 Uniform Securities Agent State Law Examination
    2003-03-06
Designations
Other Names
  • Rick Allan Kula
  • Richard Allan Kula

View on SEC IAPD

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Elizabeth Diane Scoggins
Devin Reich
WILLIAM CARR WHITE
JACQUELINE ANNETTE WEBSTER
SCOTT MICHAEL KLEIN
JEFFREY STUART MALAVSKY
WILLIAM HERBERT WHITE

Other Offices

STIFEL, NICOLAUS & COMPANY, INCORPORATED · FORT MYERS, FL
AMERIPRISE FINANCIAL SERVICES, LLC · Fort Myers, FL
BANKERS LIFE ADVISORY SERVICES, INC. · Fort Myers, FL
UBS FINANCIAL SERVICES INC. · FORT MYERS, FL
LPL FINANCIAL LLC · FORT MYERS, FL
SANCTUARY ADVISORS, LLC · FORT MYERS, FL
SANCTUARY ADVISORS, LLC · FORT MYERS, FL
TRUIST ADVISORY SERVICES, INC. · FORT MYERS, FL

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