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Current Employers
Integrated Wealth Concepts Llc

200 5Th Avenue 4Th Floor, Waltham, MA 02451 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2021-03-08
IL RA APPROVED 2021-03-08
LA RA APPROVED 2021-02-26
  • CO RA
    APPROVED
    Since 2021-03-08
  • IL RA
    APPROVED
    Since 2021-03-08
  • LA RA
    APPROVED
    Since 2021-02-26

Branch Locations

10789 Bradford Road Suite 204, Littleton, CO 80127 • United States

2323 Naperville Road Suite 210, Naperville, IL 60563 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Littleton CO 08/2007 Present
Level Four Advisory Services Conifer CO 02/2017 02/2021
Integrated Wealth Concepts, Llc Littleton CO 03/2021 Present
Previous Registrations
Other Businesses

1. 1/29/2021 - Totemic LLC - DBA: Totemic Wealth & Planning - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 01/01/2021 - 80 Hours Per Month During Securities Trading. 2. 3/15/2021 - Integrated Partners - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - IAR - Started 03/01/2021 - 60 Hours Per Month During Securities Trading. 3. 3/15/2021 - Integrated Financial Partners - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - IAR - Started 03/01/2021 - 60 Hours Per Month During Securities Trading. 4. 3/17/2021 - Integrated Wealth Concepts, LLC - DBA: (Hybrid) Totemic Wealth & Planning - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Started 03/01/2021 - 100 Hours Per Month During Securities Trading. 5. 3/17/2021 - Integrated Wealth Concepts, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 03/01/2021 - 100 Hours Per Month During Securities Trading - I provide investment advisory services through Integrated Wealth Concepts, LLC, an independent investment advisor firm. I started this business activity in 03/2021. I expect to spend approximately 100 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 6. 3/23/2021 - Integrated Wealth Concepts, LLC - DBA: (Hybrid) Integrated Partners - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Started 03/15/2021 - 1 Hour Per Month During Securities Trading. 7. 3/24/2021 - Integrated Wealth Concepts - DBA: (Hybrid) Integrated Financial Partners - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 03/15/2021 - 60 Hours Per Month During Securities Trading. 8. 5/3/2021 - Integrated Partners - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 05/01/2021 - 1 Hour Per Month/1 Hour During Securities Trading. 9. 5/5/2021 - Integrated Wealth Concepts - DBA: (Hybrid) Integrated Partners - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Start Date: 05/01/2021 - 1 Hour Per Month/1 Hour During Securities Trading. 10. 04/14/2022 - Integrated Wealth Concepts - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Start Date - 04/06/2022 - 5 Hours Per Month/5 Hours During Securities Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-07-08
  • S66 Uniform Combined State Law Examination
    2017-07-08
Designations
Other Names
  • Lindsay B Hall

View on SEC IAPD

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