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200 5Th Avenue 4Th Floor, Waltham, MA 02451 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2021-03-08 |
| IL | RA | APPROVED | 2021-03-08 |
| LA | RA | APPROVED | 2021-02-26 |
Branch Locations
10789 Bradford Road Suite 204, Littleton, CO 80127 • United States
2323 Naperville Road Suite 210, Naperville, IL 60563 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Littleton | CO | 08/2007 | Present |
| Level Four Advisory Services | Conifer | CO | 02/2017 | 02/2021 |
| Integrated Wealth Concepts, Llc | Littleton | CO | 03/2021 | Present |
1. 1/29/2021 - Totemic LLC - DBA: Totemic Wealth & Planning - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 01/01/2021 - 80 Hours Per Month During Securities Trading. 2. 3/15/2021 - Integrated Partners - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - IAR - Started 03/01/2021 - 60 Hours Per Month During Securities Trading. 3. 3/15/2021 - Integrated Financial Partners - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - IAR - Started 03/01/2021 - 60 Hours Per Month During Securities Trading. 4. 3/17/2021 - Integrated Wealth Concepts, LLC - DBA: (Hybrid) Totemic Wealth & Planning - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Started 03/01/2021 - 100 Hours Per Month During Securities Trading. 5. 3/17/2021 - Integrated Wealth Concepts, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 03/01/2021 - 100 Hours Per Month During Securities Trading - I provide investment advisory services through Integrated Wealth Concepts, LLC, an independent investment advisor firm. I started this business activity in 03/2021. I expect to spend approximately 100 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 6. 3/23/2021 - Integrated Wealth Concepts, LLC - DBA: (Hybrid) Integrated Partners - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Started 03/15/2021 - 1 Hour Per Month During Securities Trading. 7. 3/24/2021 - Integrated Wealth Concepts - DBA: (Hybrid) Integrated Financial Partners - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 03/15/2021 - 60 Hours Per Month During Securities Trading. 8. 5/3/2021 - Integrated Partners - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 05/01/2021 - 1 Hour Per Month/1 Hour During Securities Trading. 9. 5/5/2021 - Integrated Wealth Concepts - DBA: (Hybrid) Integrated Partners - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Start Date: 05/01/2021 - 1 Hour Per Month/1 Hour During Securities Trading. 10. 04/14/2022 - Integrated Wealth Concepts - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Start Date - 04/06/2022 - 5 Hours Per Month/5 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-07-08 |
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