Nicole Kristine Link

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2001 → Present
  Bank Of Springfield
  Springfield, IL
• 11/2010 → Present
  Lpl Financial, Llc
  Springfield, IL

Previous Registrations

• 2009-01-02 → 2010-12-02
  Raymond James Financial Services Advisors, Inc
  Springfield, IL
• 2007-03-12 → 2009-01-02
  Raymond James Financial Services, Inc.
  Springfield, IL
  Springfield, IL
  Springfield, IL
  Jacksonville, IL
  Springfield, IL

Other Businesses

1. 2/21/2020 - BoS Investment Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 03/31/2020 - 40 Hours Per Month/40 Hours During Securities Trading. 2. 9/14/2020 - Bank of Springfield - Investment Related - At Reported Business Location(s) - Financial Institution Duty - Vice President - Started 08/03/2020 - 1 Hour Per Month/0 Hours During Securities Trading. 3. 03/07/2024 - BOS Wealth & Planning - Inv Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started: 3/11/2024 - 160 Hrs/Mo; 8 Hrs During Trading.

Exams

• S66 Uniform Combined State Law Examination
  2005-11-10

Other Names

• Nikki Nunn
• Nicole Kristine Nunn