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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-11-29 |
| IL | RA | APPROVED | 2010-11-30 |
Branch Locations
3400 Wabash Ave, Springfield, IL 62711 • United States
2600 Stevenson Dr, Springfield, IL 62703-4328 • United States
303 W College Ave., Jacksonville, IL 62650 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bank Of Springfield | Springfield | IL | 06/2001 | Present |
| Lpl Financial, Llc | Springfield | IL | 11/2010 | Present |
1. 2/21/2020 - BoS Investment Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 03/31/2020 - 40 Hours Per Month/40 Hours During Securities Trading. 2. 9/14/2020 - Bank of Springfield - Investment Related - At Reported Business Location(s) - Financial Institution Duty - Vice President - Started 08/03/2020 - 1 Hour Per Month/0 Hours During Securities Trading. 3. 03/07/2024 - BOS Wealth & Planning - Inv Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started: 3/11/2024 - 160 Hrs/Mo; 8 Hrs During Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-11-10 |
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