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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2018-12-17 |
| NE | RA | APPROVED | 2015-04-15 |
| CO | RA | APPROVED | 2009-03-05 |
Branch Locations
9200 W. Cross Drive Suite221, Littleton, CO 80123 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services, Inc. | Littleton | CO | 02/2009 | Present |
| Raymond James Financial Services Advisors Inc. | Littleton | CO | 03/2009 | Present |
| Group Health, Disability And Life | Denver | CO | 07/2003 | Present |
| Individual Health | Denver | CO | 07/2003 | Present |
| Insurance-Non Variable | Littleton | CO | 06/2009 | Present |
| Hjh Financial Dba Sage Financial Strategies | Littleton | CO | 03/2014 | Present |
| High Country Financial Advisors, Inc. | Littleton | CO | 04/2015 | 04/2017 |
(1)Name of Business: Address: 9780 W Frost Place, Littleton, CO, 80123, United States Activity Type: Tax Preparation Position/Title: Advisor Investment Related: No Start Date: 03/15/2023 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Helping people with their tax preparation - provided documentation from client- data entry. No charge to client. (2)Name of Business: Canine Partners of Colorado Address: 9200 W Cross Dr Ste 221, Littleton, CO, 80123, United States Activity Type: Non profit Position/Title: Officer - Treasurer, Board Member Investment Related: Yes Start Date: 01/27/2020 Hours per month devoted to this business: 11-20 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Work with President of organization for budgeting, correspondence with RBC (investment account) and overall board member.\n\nDo not have signing, investment, or transfer authority. (3)Name of Business: EZ Merp Address: 9200 W Cross Dr Ste 221, Littleton, CO, 80123, United States Activity Type: Referral Fees Position/Title: Other Investment Related: No Start Date: 01/01/2017 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Health Insurance offering (4)Name of Business: HJH FINANCIAL DBA SAGE FINANCIAL STRATEGIES Address: 9200 W Cross Dr Ste 221, Littleton, CO, 80123, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 03/05/2014 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Advisor and owner of support company DBA. (5)Name of Business: NA Address: 9200 W Cross Dr Ste 221, Littleton, CO, 80123, United States Activity Type: Non-variable Insurance Position/Title: Agent Investment Related: Yes Start Date: 06/22/2009 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Individual Health, Group Life, Disability, and Health
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-05-28 |
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