Best Investors Account Sign in
Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-12-17
NE RA APPROVED 2015-04-15
CO RA APPROVED 2009-03-05
  • TX RA
    APPROVED_RES
    Since 2018-12-17
  • NE RA
    APPROVED
    Since 2015-04-15
  • CO RA
    APPROVED
    Since 2009-03-05

Branch Locations

9200 W. Cross Drive Suite221, Littleton, CO 80123 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc. Littleton CO 02/2009 Present
Raymond James Financial Services Advisors Inc. Littleton CO 03/2009 Present
Group Health, Disability And Life Denver CO 07/2003 Present
Individual Health Denver CO 07/2003 Present
Insurance-Non Variable Littleton CO 06/2009 Present
Hjh Financial Dba Sage Financial Strategies Littleton CO 03/2014 Present
High Country Financial Advisors, Inc. Littleton CO 04/2015 04/2017
  • 02/2009 → Present
    Raymond James Financial Services, Inc.
    Littleton, CO
  • 03/2009 → Present
    Littleton, CO
  • 07/2003 → Present
    Group Health, Disability And Life
    Denver, CO
  • 07/2003 → Present
    Individual Health
    Denver, CO
  • 06/2009 → Present
    Insurance-Non Variable
    Littleton, CO
  • 03/2014 → Present
    Hjh Financial Dba Sage Financial Strategies
    Littleton, CO
  • 04/2015 → 04/2017
    High Country Financial Advisors, Inc.
    Littleton, CO
Previous Registrations
Other Businesses

(1)Name of Business: Address: 9780 W Frost Place, Littleton, CO, 80123, United States Activity Type: Tax Preparation Position/Title: Advisor Investment Related: No Start Date: 03/15/2023 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Helping people with their tax preparation - provided documentation from client- data entry. No charge to client. (2)Name of Business: Canine Partners of Colorado Address: 9200 W Cross Dr Ste 221, Littleton, CO, 80123, United States Activity Type: Non profit Position/Title: Officer - Treasurer, Board Member Investment Related: Yes Start Date: 01/27/2020 Hours per month devoted to this business: 11-20 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Work with President of organization for budgeting, correspondence with RBC (investment account) and overall board member.\n\nDo not have signing, investment, or transfer authority. (3)Name of Business: EZ Merp Address: 9200 W Cross Dr Ste 221, Littleton, CO, 80123, United States Activity Type: Referral Fees Position/Title: Other Investment Related: No Start Date: 01/01/2017 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Health Insurance offering (4)Name of Business: HJH FINANCIAL DBA SAGE FINANCIAL STRATEGIES Address: 9200 W Cross Dr Ste 221, Littleton, CO, 80123, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 03/05/2014 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Advisor and owner of support company DBA. (5)Name of Business: NA Address: 9200 W Cross Dr Ste 221, Littleton, CO, 80123, United States Activity Type: Non-variable Insurance Position/Title: Agent Investment Related: Yes Start Date: 06/22/2009 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Individual Health, Group Life, Disability, and Health

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-05-28
  • S66 Uniform Combined State Law Examination
    2003-05-28

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Littleton, CO

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor