Justin Michael Pearlman

Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2003 → 09/2024
  Citigroup Global Markets Inc.
  Santa Barbara, CA
• 06/2009 → 09/2024
  Morgan Stanley Smith Barney
  Colorado Springs, CO
• 01/2015 → 09/2024
  Morgan Stanley Private Bank, National Association
  New York, NY
• 09/2024 → Present
  Raymond James & Associates Inc.
  Santa Barbara, CA
• 01/2015 → 09/2024
  Morgan Stanley Private Bank, N.A
  New York, NY

Previous Registrations

• 2009-06-01 → 2024-10-09
  Morgan Stanley
  Santa Barbara, CA
  Colorado Springs, CO
  Santa Barbara, CA
• 2003-05-05 → 2009-06-01
  Citigroup Global Markets Inc.
  Santa Barbara, CA
  Santa Barbara, CA
  Montecito, CA

Other Businesses

(1)Name of Business: Address: 6212 Avenida Ganso, Goleta, CA, 93117, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 01/01/2025 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I own the property.

Exams

• S65 Uniform Investment Adviser Law Examination
  2003-05-02
• S63 Uniform Securities Agent State Law Examination
  2003-04-11

Designations

• Certified Financial Planner