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Current Employers
Madison Avenue Securities, Llc

13500 Evening Creek Dr. N #555, San Diego, CA 92128 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2021-07-02
  • CA RA
    APPROVED
    Since 2021-07-02

Branch Locations

13500 Evening Creek Dr. N #555, San Diego, CA 92128 • United States

Benicia, CA • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Self Benicia CA 11/2000 Present
Madison Avenue Securities, Inc. Walnut Creek CA 11/2009 05/2019
New Vintage Financial Services, Llc. Walnut Creek CA 06/2013 05/2019
Commonwealth Financial Network San Diego CA 05/2019 Present
Tomren Wealth Management San Ramon CA 05/2019 Present
Madison Avenue Securities, Llc San Diego CA 07/2021 Present
  • 11/2000 → Present
    Self
    Benicia, CA
  • 11/2009 → 05/2019
    Madison Avenue Securities, Inc.
    Walnut Creek, CA
  • 06/2013 → 05/2019
    New Vintage Financial Services, Llc.
    Walnut Creek, CA
  • 05/2019 → Present
    San Diego, CA
  • 05/2019 → Present
    Tomren Wealth Management
    San Ramon, CA
  • 07/2021 → Present
    San Diego, CA
Previous Registrations
Other Businesses

1. President/Owner, New Vintage Financial Services, LLC, private entity established as a pass-through entity for securities and insurance business; As of 2009; 10% time during business hours; Conducted at branch; Investment related. 2. Fixed insurance sales, as an Agent; As of 2009; 10% time during business hours; Conducted at branch; Investment related. 3. Board Member/Part Owner, NoSeeUm Land Company, private entity established to own, manage, and develop various vacant lots; Located in WA; As of 06/01/2017; 1% time during business hours; Not conducted at branch; 4. Board Member/Part Owner, NoSeeUm Orchard, Old Family Orchard now being developed into subdivision of single family homes; Located in WA; As of 06/01/2017; 1% time during business hours; Not conducted at branch;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-02-01
S63 Uniform Securities Agent State Law Examination 2003-02-07
  • S66 Uniform Combined State Law Examination
    2010-02-01
  • S63 Uniform Securities Agent State Law Examination
    2003-02-07
Other Names
  • Jim Noack

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