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13500 Evening Creek Dr. N #555, San Diego, CA 92128 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2021-07-02 |
Branch Locations
13500 Evening Creek Dr. N #555, San Diego, CA 92128 • United States
Benicia, CA • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Self | Benicia | CA | 11/2000 | Present |
| Madison Avenue Securities, Inc. | Walnut Creek | CA | 11/2009 | 05/2019 |
| New Vintage Financial Services, Llc. | Walnut Creek | CA | 06/2013 | 05/2019 |
| Commonwealth Financial Network | San Diego | CA | 05/2019 | Present |
| Tomren Wealth Management | San Ramon | CA | 05/2019 | Present |
| Madison Avenue Securities, Llc | San Diego | CA | 07/2021 | Present |
1. President/Owner, New Vintage Financial Services, LLC, private entity established as a pass-through entity for securities and insurance business; As of 2009; 10% time during business hours; Conducted at branch; Investment related. 2. Fixed insurance sales, as an Agent; As of 2009; 10% time during business hours; Conducted at branch; Investment related. 3. Board Member/Part Owner, NoSeeUm Land Company, private entity established to own, manage, and develop various vacant lots; Located in WA; As of 06/01/2017; 1% time during business hours; Not conducted at branch; 4. Board Member/Part Owner, NoSeeUm Orchard, Old Family Orchard now being developed into subdivision of single family homes; Located in WA; As of 06/01/2017; 1% time during business hours; Not conducted at branch;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-02-01 |
| S63 | Uniform Securities Agent State Law Examination | 2003-02-07 |
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