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Joshua Spence Pereira

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Williamsville, NY

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-19
TX RA APPROVED_RES 2013-02-15
NJ RA APPROVED 2009-10-23
  • NY RA
    APPROVED
    Since 2021-04-19
  • TX RA
    APPROVED_RES
    Since 2013-02-15
  • NJ RA
    APPROVED
    Since 2009-10-23

Branch Locations

6245 Sheridan Dr, Williamsville, NY 14221 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Williamsville NY 10/2009 Present
Bank Of America, N.A. Williamsville NY 08/2016 Present
Previous Registrations
  • 2008-01-24 → 2009-10-23
    Banc Of America Investment Services, Inc.
    Charlotte, NC
    Buffalo, NY
    Charlotte, NC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-01-22
  • S66 Uniform Combined State Law Examination
    2008-01-22

View on SEC IAPD

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