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Troy Nicholas Tremblay

Centaurus Financial, Inc.

Santa Barbara, CA

Nashville, TN

CRD 4625407

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Employer firm

Centaurus Financial, Inc. CRD 30833

$9.74B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Centaurus Financial, Inc.

2300 East Katella Ave Suite 200, Anaheim, CA 92806 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-08-13
SC RA APPROVED 2022-04-06
TN RA APPROVED 2022-03-15
HI RA APPROVED 2012-01-17
FL RA APPROVED 2011-01-07
CA RA APPROVED 2003-07-29
  • TX RA
    APPROVED_RES
    Since 2026-08-13
  • SC RA
    APPROVED
    Since 2022-04-06
  • TN RA
    APPROVED
    Since 2022-03-15
  • HI RA
    APPROVED
    Since 2012-01-17
  • FL RA
    APPROVED
    Since 2011-01-07
  • CA RA
    APPROVED
    Since 2003-07-29

Branch Locations

3902 State Street Suite #101, Santa Barbara, CA 93105 • United States

73 White Bridge Road Suite #G1, Nashville, TN 37205 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Centaurus Financial, Inc. Orange CA 06/2003 Present
Other Businesses

FINANCIAL ADVISOR, TREMBLAY FINANCIAL SERVICES SINCE 1997, 3902 STATE STREET, #101, SANTA BARBARA, CA 93105. NON INVESTMENT RELATED SINCE 01/2003 AND I SPEND APPROX 160 HOURS PER MONTH ON THIS ACTIVITY. FINANICAL ADVISOR THROUGH CENTAURUS FINANCIAL, INC. USING TREMBLAY FINANICAL SERVICES AS DBA FOR BRANDING PURPOSES ONLY.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-07-28
  • S66 Uniform Combined State Law Examination
    2003-07-28

View on SEC IAPD

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