Michael Vincent O'COnnell

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2005 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Baltimore, MD
• 11/2009 → Present
  Bank Of America,Na
  Baltimore, MD

Previous Registrations

• 2004-05-27 → 2005-03-17
  Charles Schwab & Co., Inc.
  Towson, MD
• 2003-06-27 → 2004-04-30
  Morgan Stanley Dw Inc.
  Baltimore, MD

Exams

• S66 Uniform Combined State Law Examination
  2003-06-26

Other Names

• Michael O'COnnell
• Michael Vincent Vincent O'COnnell