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5731 Silverstone Ter Suite 280, Colorado Springs, CO 80919 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APP_PEND_IARCE | 2026-01-01 |
| TX | RA | APPROVED | 2012-04-10 |
Branch Locations
660 Southpointe Court Suite 312, Colorado Springs, CO 80906 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Colorado Springs | CO | 05/2011 | Present |
| Rs Asset Management, Llc | Colorado Springs | CO | 05/2011 | Present |
(1) 06/21/2011: RS ASSET MANAGEMENT, LLC - INV REL - AT REPORTED BUSINESS LOCATION(S) - REGISTERED INVESTMENT ADVISOR - RS ASSET MANAGEMENT - 100% OF TIME SPENT - (HYBRID) PROVIDE ASSET MANAGEMENT AND FINANCIAL PLANNING FOR A FEE (2) 08/21/2013: RS ASSET MANAGEMENT - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - INV REL - AT REPORTED BUSINESS LOCATION(S) (3) 03/12/2015: ARAT - INV REL - AT REPORTED BUSINESS LOCATION(S) - BUSINESS ENTITY FOR TAX/INVESTMENT PURPOSES ONLY - START 05/26/2011 - 160 HR/MO 8 DURING SECS TRDG HRS
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-04-14 |
| S63 | Uniform Securities Agent State Law Examination | 2000-02-25 |
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