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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-03-16 |
| NJ | RA | APPROVED | 2023-01-20 |
Branch Locations
60 William Street Suite 140, Wellesley, MA 02481-3810 • United States
Jamaica Plain, MA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Citizens Securities, Inc. | Brookline | MA | 09/2009 | 10/2022 |
| Citizens Bank | Brookline | MA | 09/2009 | 10/2022 |
| Citizens Securities, Inc | Westwood | MA | 10/2022 | 01/2023 |
| Citizens Bank, N.A | Brookline | MA | 10/2022 | 01/2023 |
| Ameriprise Financial Services | Wellesley | MA | 01/2023 | 01/2023 |
| Ameriprise Financial Services, Llc | Wellesley | MA | 03/2020 | 03/2020 |
| Ameriprise Financial Services, Llc. | Wellesley | MA | 01/2023 | Present |
Real Estate Ownership; Condo; 38 Bayberry Drive #4, , Sharon, MA, 2067; Investment-Related; 01/30/2023 / condo; 111 perkins St. #128, , jamaica plain, MA, 2130; Investment-Related; 01/30/2023 / Condo; 369 Tappan street, , brookline, MA, 2446; Not Investment-Related; 01/30/2023. Outside Employment; Winter Durum LLC; Staff employee- associate advisor; -paid through LLC for AMPF work; 60 William Street, suite 140, wellesley, MA, 02481; Investment-Related; 01/20/2023; 60 hours per month; 60 during trading hours. Other Business Activities; Public Notary; public notary services; 60 William Street suite 105, , Wellesley, MA, 02481; Not Investment-Related; 02/10/2023; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-03-19 |
| S63 | Uniform Securities Agent State Law Examination | 2003-05-14 |
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