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Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APP_PEND_IARCE | 2026-01-01 |
Branch Locations
680 Langsdorf Dr. Ste 204, Fullerton, CA 92831 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Balanza Homes, Llc | Garden Grove | CA | 03/1999 | Present |
| World Financial Group, Inc. | Tustin | CA | 12/2002 | Present |
| Carlino Group, Llc | Garden Grove | CA | 01/2008 | Present |
| Mistique Holdings, Llc | Garden Grove | CA | 01/2008 | Present |
| Quinby Capital, Llc | Henderson | NV | 01/2008 | Present |
| Duval Group, Llc | Garden Grove | CA | 01/2008 | 02/2021 |
| Fonsie Holdings Llc | Murrieta | CA | 01/2008 | Present |
| Henmer Corporation | Garden Grove | CA | 12/2005 | Present |
| Transamerica Financial Advisors, Inc | Tustin | CA | 01/2012 | Present |
| Debtmerica Relief Referral | Santa Ana | CA | 11/2011 | 02/2023 |
| Destiny Builder 1, Llc | Garden Grove | CA | 06/2013 | 03/2020 |
| Chj Enterprises, Llc Dba Serentity Home | Garden Grove | CA | 12/2014 | Present |
Sales of insurance and non-insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc. CHJ ENTERPRISES, LLC DBA SERENITY HOME; NON-INVESTMENT RELATED; 12662 EDIETH DR, GARDEN GROVE, CA 92841; BOARD AND CARE...PROVIDING CARE AND SUPERVISION OF DEVELOPENTALLY DISABLED CHILDREN AGES 11-17; 12/31/2014; 40 HRS/MONTH BALANZA HOMES | Garden Grove, CA | since 01/1999 | President and administrator for health services for invoices, care and supervision of developmentary disabled adults. | 10% of time and 0% during trading | not investment related QUINBY CAPITAL, LLC | Henderson, NV | 01.2008 | Investment related | Rental Property | Managing member, handling liaison rentals related to government entities, i.e., secretary of state, IRS and Tenants | 1% of time devoted and 0% during trading. HENMER GROUP | 9881 Beverly Ln, Garden Grove, CA 92841 | 12/2005 | President and owner with wife 50%/50%, Rental Management company for family owned rental property. Oversee collection of rent and mortgage and tax payments are made | not investment related. MISTIQUE HOLDINGS, LLC 01/2008 Investment Related: Yes LEASING & MANAGEMENT Garden Grove, CA
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-06-18 |
| S63 | Uniform Securities Agent State Law Examination | 2003-02-03 |
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