Nathan W.D. Spohn

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2010 → 11/2018
  Edelman Financial Services Llc
  Fairfax, VA
• 04/2016 → 10/2018
  Ef Legacy Securities, Llc
  Henrico, VA
• 10/2018 → 12/2020
  Financial Engines Advisors L.L.C.
  Sunnyvale, CA
• 12/2020 → Present
  Financial Engines Advisors L.L.C.
  Santa Clara, CA
• 05/2021 → Present
  Lpl Financial Llc
  Cherry Hill, NJ

Previous Registrations

• 2018-10-12 → 2022-06-10
  Edelman Financial Engines
  Cherry Hill, NJ
• 2010-02-01 → 2018-11-01
  Edelman Financial Services, Llc
  Fairfax, VA
  West Conshohocken, PA
  Cherry Hill, NJ
  Cherry Hill, NJ
• 2004-01-04 → 2010-01-06
  Strategic Advisers Llc
  Reston, VA

Exams

• S66 Uniform Combined State Law Examination
  2003-09-12

Designations

• Certified Financial Planner

Other Names

• Nathan Spohn
• Nathan W.D. Spohn