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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-09-27
KY RA APPROVED 2007-09-04
  • TX RA
    APPROVED_RES
    Since 2023-09-27
  • KY RA
    APPROVED
    Since 2007-09-04

Branch Locations

3090 Richmond Road, Lexington, KY 40509 • United States

901 Beaumont Centre Pkwy, Lexington, KY 40513 • United States

185 Pasadena Drive Suite 100, Lexington, KY 40503 • United States

2417 Sir Barton Way, Lexington, KY 40509 • United States

112 Osborne Way, Georgetown, KY 40324 • United States

570 Chestnut St, Harrodsburg, KY 40330 • United States

470 Lexington Rd, Versailles, KY 40383 • United States

1560 Hustonville Rd, Danville, KY 40422 • United States

109 Louie Pl, Lexington, KY 40511 • United States

427 Versailles Rd, Frankfort, KY 40601 • United States

1205 South Hwy. 127, Frankfort, KY 40601 • United States

462 W Main St, Danville, KY 40422 • United States

315 Pleasant View Dr, Georgetown, KY 40324 • United States

8660 Haines Dr, Florence, KY 41042 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Community Trust Bank Lexington KY 08/2001 Present
Lpl Financial Llc Danville KY 09/2007 Present
  • 08/2001 → Present
    Community Trust Bank
    Lexington, KY
  • 09/2007 → Present
    Danville, KY
Previous Registrations
  • 2003-11-24 → 2007-09-05
    Cetera Investment Services Llc
    Danville, KY
    Lexington, KY
Other Businesses

1) 2007-08-10 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name. - Community Trust Financial Services / - DBA for LPL Business (entity for LPL business) - Y - at reported business location(s) - 2007-08-10 - hrs/mth - hrs/mth during trading 2) 2026-05-07 - Woodford County Schools - Coach/ Sports/ Fitness - N - Versailles KY - 2026-05-01 - 40hrs/mth - 0hrs/mth during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-07-25
  • S66 Uniform Combined State Law Examination
    2003-07-25

View on SEC IAPD

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