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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-05-05 |
| CT | RA | APPROVED | 2009-06-01 |
Branch Locations
433 South Main Street, West Hartford, CT 06110 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | West Hartford | CT | 06/2009 | Present |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2016 | Present |
*262597 - Gospel Volunteers Inc.; Not Investment related; Speculator, NY; Church; Board Treasurer (proprietor, partner, officer, director, employee, trustee, agent); Apr 2016; During business hours: 0; After business hours: 1; Oversight regarding organizational finances. Review and approve budget matters. Help with annual audit run by outside 3rd party.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-05-05 |
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