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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KS | RA | APPROVED | 2024-01-16 |
| AR | RA | APPROVED | 2023-12-08 |
| MD | RA | APPROVED | 2023-12-08 |
| NY | RA | APPROVED | 2021-04-16 |
| ID | RA | APPROVED | 2019-09-26 |
| TX | RA | APPROVED_RES | 2019-05-20 |
| AK | RA | APPROVED | 2018-06-20 |
| NV | RA | APPROVED | 2017-02-16 |
| FL | RA | APPROVED | 2016-08-10 |
| NC | RA | APPROVED | 2016-08-02 |
| MO | RA | APPROVED | 2016-07-20 |
| OH | RA | APPROVED | 2015-03-17 |
| OR | RA | APPROVED | 2014-05-09 |
| VA | RA | APPROVED | 2013-02-07 |
| WA | RA | APPROVED | 2012-01-26 |
| CA | RA | APPROVED | 2009-03-31 |
| HI | RA | APPROVED | 2009-03-26 |
Branch Locations
500 Ala Moana Blvd Suite 3-400, Honolulu, HI 96813 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardian | Honolulu | HI | 02/2009 | Present |
| Park Ave Securities | Honolulu | HI | 02/2009 | Present |
1) Koa Partners LLC-management company for my wife's real estate business and my business, Start date: 12/09/2021, Address: 425 Opihikao, Honolulu HI 96825, 3 total hours per month; 0 during securities trading hours, Investment related, Less than 10% annual compensation, 2) MSJAT Partners LLC-LLC for payroll company to pay my assistant, Start date: 09/03/2018, Address: 425 Opihikao, Honolulu HI 96825, 0 total hours per month; Not investment related, No annual compensation,
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2009-03-16 |
| S65 | Uniform Investment Adviser Law Examination | 2007-08-27 |
| S66 | Uniform Combined State Law Examination | 2003-02-27 |
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