Best Investors Account Sign in
Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2015-08-21
  • PA RA
    APPROVED
    Since 2015-08-21

Branch Locations

5100 W Tilghman St Ste 211, Allentown, PA 18104 • United States

Lansdowne, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Allentown PA 08/2015 03/2020
Ameriprise Financial Services, Llc Allentown PA 03/2020 Present
Previous Registrations
  • 2001-01-12 → 2015-08-28
    Avantax Advisory Services
    Allentown, PA
Other Businesses

Real Estate Ownership; Single Family; 1606 Marianne St, , Edisto Beach, SC, 29438; Investment-Related; 04/04/2020. Outside Employment; Financial Allies LLC; Owner; Tax Preparation; 5100 W Tilghman St Ste 211, , Allentown, PA, 18104; Not Investment-Related; 05/01/1995; 40 to 59 hours per month; 20 to 39 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-01-02
S63 Uniform Securities Agent State Law Examination 2000-01-27
  • S66 Uniform Combined State Law Examination
    2001-01-02
  • S63 Uniform Securities Agent State Law Examination
    2000-01-27
Designations
Other Names
  • Alan David Breslin
  • Alan Shannon-Breslin

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Allentown, PA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor