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1345 Avenue Of The Americas, New York, NY 10105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2011-07-18 |
| MI | RA | APPROVED | 2010-05-26 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | New York | NY | 12/2002 | 06/2020 |
| Equitable Advisors, Llc | New York | NY | 12/2002 | Present |
APPROVED TO CONDUCT OTHER INSURANCE ACTIVITY WITH COMPANIES OUTSIDE OF EQUITABLE NETWORK. LAKESHORE BENEFIT GROUP INC, OWNER, 1/1/2013, ONE HOUR PER MONTH. LOK PROPERTIES LLC, OFFICER MAKING PROPERTY MANAGEMENT DECISIONS, 2/1/2018, 3 HOURS PER MONTH. AT ASPEN LLC, MEMBER, 5/1/2016, 5 HOURS PER MONTH.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-02-28 |
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