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Andrew Tomas Gotianse

Ameriprise Financial Services, LLC

Redwood City, CA

S San Fran, CA

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2018-05-17
CA RA APPROVED 2012-01-17
  • TX RA
    APPROVED
    Since 2018-05-17
  • CA RA
    APPROVED
    Since 2012-01-17

Branch Locations

255 Shoreline Dr Ste 400, Redwood City, CA 94065 • United States

S San Fran, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Redwood City CA 01/2012 03/2020
Ameriprise Financial Services, Llc Redwood Shores CA 03/2020 Present
Previous Registrations
  • 2009-06-01 → 2012-02-08
    Morgan Stanley
    Burlingame, CA
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    Burlingame, CA
  • 2003-04-21 → 2007-04-02
    Morgan Stanley Dw Inc.
    San Mateo, CA
    Burlingame, CA
    Cupertino, CA
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2003-04-04
S65 Uniform Investment Adviser Law Examination 2003-04-03
  • S63 Uniform Securities Agent State Law Examination
    2003-04-04
  • S65 Uniform Investment Adviser Law Examination
    2003-04-03
Other Names
  • Andrew Gotianse

View on SEC IAPD

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Other Offices

STRATOS WEALTH PARTNERS, LTD · Redwood City, CA
STRATOS WEALTH PARTNERS, LTD · Redwood City, CA
ALLSTATE FINANCIAL ADVISORS, LLC · Redwood City, CA
OSAIC WEALTH, INC. · REDWOOD CITY, CA
NEPC, LLC · Redwood City, CA
AINA CLIMATE AI VENTURES, LLC · REDWOOD CITY, CA
OSAIC INSTITUTIONS, INC. · Redwood City, CA
1ST COURSE CAPITAL MANAGEMENT, LLC · REDWOOD CITY, CA

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