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Anne Elizabeth Riley

Tiaa-Cref Individual & Institutional Services, LLC

Latham, NY

Delmar, NY

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Current Employers
Tiaa-Cref Individual & Institutional Services, Llc

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

AuthorityCategoryStatusDate
VT RA APPROVED 2025-08-25
NY RA APPROVED 2024-05-23
  • VT RA
    APPROVED
    Since 2025-08-25
  • NY RA
    APPROVED
    Since 2024-05-23

Branch Locations

30 Century Hill Drive Suite 300, Latham, NY 12110 • United States

Delmar, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tiaa-Cref Individual & Institutional Services, Llc Latham NY 09/2010 Present
Tiaa Latham NY 09/2010 Present
Previous Registrations
  • 2008-03-06 → 2010-10-08
    Curran Wealth Management
    Albany, NY
  • 2005-02-22 → 2008-02-25
    Banc Of America Investment Services, Inc.
    Schoharie, NY
    Rotterdam, NY
    Amsterdam, NY
    Johnstown, NY
    Little Falls, NY
    Amsterdam, NY
    Albany, NY
    Latham, NY
    Fort Plain, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-05-23
S66 Uniform Combined State Law Examination 2005-02-21
  • S65 Uniform Investment Adviser Law Examination
    2024-05-23
  • S66 Uniform Combined State Law Examination
    2005-02-21
Other Names
  • Anne Riley Joslyn

View on SEC IAPD

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Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LATHAM, NY
AMERIPRISE FINANCIAL SERVICES, LLC · Latham, NY
EAGLE STRATEGIES LLC · LATHAM, NY
MML INVESTORS SERVICES, LLC · LATHAM, NY
CAPABLE WEALTH, LLC · LATHAM, NY
LPL FINANCIAL LLC · LATHAM, NY
LPL FINANCIAL LLC · LATHAM, NY
GALLAGHER FIDUCIARY ADVISORS, LLC · Latham, NY

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