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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2023-08-10 |
Branch Locations
400 Robert St N Ste 800, St Paul, MN 55101 • United States
Chaska, MN • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Minneapolis | MN | 04/2011 | 04/2018 |
| Minnesota Life Insurance Company | St. Paul | MN | 04/2018 | 08/2023 |
| Securian Financial Services Inc | St. Paul | MN | 04/2018 | 05/2018 |
| Securian Financial Services Inc | St. Paul | MN | 05/2018 | 08/2023 |
| Cri Securities, Llc | St. Paul | MN | 05/2018 | Present |
| Cetera Wealth Services, Llc | El Segundo | CA | 08/2023 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 08/2023 | Present |
1. KNIGHTS OF COLUMBUS POSITION: Director NATURE: Board Member INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2012 ADDRESS: , Bloomington MN , United States DESCRIPTION: Director; 2. NAME OF OTHER BUSINESS: TOASTMASTERS INTERNATIONAL; INVESTMENT RELATED: NO; ADDRESS: 9127 S. JAMAICA ST, STE 400, ENGLEWOOD, CO 80112; NATURE OF BUSINESS: BOARD; START DATE: 7/2024; POSITION/TITLE/RELATIONSHIP: TREASURER & VICE PRESIDENT; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: ATTEND MEETINGS, MANAGE CLUB EXPENSES & COORDINATE PAYING DUES TO ORGANIZATION;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-10-06 |
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