Anna E. Diaz

Employer firm

Corient CRD 319448

$165B regulatory AUM 506 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/1997 → 11/2018
  Bank Of America, N.A.
  San Diego, CA
• 10/2009 → 11/2018
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  San Diego, CA
• 11/2018 → 03/2023
  Dowling & Yahnke, Llc
  San Diego, CA
• 01/2022 → 07/2023
  Cipw Service Company, Llc
  Toronto
• 09/2022 → Present
  Corient
  San Diego, CA
• 07/2023 → Present
  Corient Services Llc
  Miami, FL

Previous Registrations

• 2018-11-12 → 2023-03-31
  Dowling & Yahnke, Llc
  San Diego, CA
• 2009-10-23 → 2018-11-05
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  San Diego, CA
  Newport Beach, CA
• 2004-04-20 → 2009-10-23
  Banc Of America Investment Services, Inc.
  San Diego, CA
  San Diego, CA
  San Diego, CA

Exams

• S66 Uniform Combined State Law Examination
  2004-04-19

Designations

• Certified Financial Planner

Other Names

• Anna Elizabeth Schultz