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40 S. Main St. Suite 1600, Memphis, TN 38103 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2022-02-25 |
Branch Locations
40 S. Main St. Suite 1800, Memphis, TN 38103 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Regions Bank | Collierville | TN | 04/2015 | 09/2017 |
| Cetera Investment Advisers Llc | Collierville | TN | 05/2015 | 09/2017 |
| Cetera Investment Services Llc | St. Cloud | MN | 05/2015 | 09/2017 |
| Unemployed | Collierville | TN | 09/2017 | 02/2018 |
| Duncan-Williams, Inc. | Memphis | TN | 03/2018 | 11/2018 |
| B.RIley Wealth Management, Inc. | Memphis | TN | 11/2018 | Present |
B. Riley Wealth Insurance; Investment-Related; Same Address as BRWM; Fixed Insurance Sales; Licensed Insurance Agent; Start Date 09/2025; As Many Hours As Needed Per Month
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-02-14 |
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