Derek Nathan Eichenwald

Current Employers

Employment History

• 08/2015 → 09/2019
  Summit Brokerage Services Inc
  Denver, CO
• 10/2015 → 02/2020
  Summit Financial Group Inc
  Denver, CO
• 09/2015 → 02/2020
  Cetera Investment Advisers Llc
  Denver, CO
• 02/2016 → Present
  Triumph Capital Management
  Denver, CO
• 09/2019 → 02/2020
  Cetera Advisor Networks Llc
  Denver, CO

Previous Registrations

• 2015-10-14 → 2020-02-11
  Cetera Investment Advisers Llc
  Denver, CO
• 2015-10-30 → 2020-02-11
  Summit Financial Group Inc
  Denver, CO
• 2009-07-20 → 2015-12-31
  J P Turner & Company Capital Management, Llc
  Denver, CO
• 2009-01-02 → 2009-07-16
  Raymond James Financial Services Advisors, Inc
  Saint Petersburg, FL
• 2008-08-19 → 2009-01-02
  Raymond James Financial Services, Inc.
  Denver, CO
• 2003-07-24 → 2008-06-20
  Equitable Advisors, Llc
  Lakewood, CO
  Denver, CO

Other Businesses

(1) Triumph Capital, LLC. Since 02/2020. 1610 Wynkoop Street, Suite 550, Denver, CO 80202. Insurance agent. Fixed, Long Term Care, Health, Disability, and Group Insurance sales offered through the agency Triumph Capital, LLC. Educate and put in place insurance policies that coincide with client financial plans, goals, objectives, and insurance needs. Less than 5 hours per month spent on this activity, less than 5 hours per month spent on this activity during trading hours. (2) Dolly Pal. Since 02/2015. 7253 S. Chase Way, Littleton, CO 80128. Not investment related - Equity investor with 15% ownership. 0 hours spent on this activity per month. (3) Business Development. Since 12/2016. 1610 Wynkoop Street, Suite 550, Denver, CO 80202. Human resources and payroll services, business development and referral resource to One Point HRO. Not investment related. Less than 1 hour per month spent on this activity, less than 1 hour per month spent on this activity during trading hours. (4) Triumph Capital Consulting, LLC. Since 08/2021. 1610 Wynkoop Street, Suite 550, Denver, CO 80202. Non-securities consulting services, such as estate planning, real estate, and business planning. 2 hours per month on this activity. (5) Triumph Capital Foundation. Since 11/2022. 1610 Wynkoop Street, Suite 550, Denver CO 80202. Board of Directors and President. Nonprofit organization where he provides oversight and direction for the foundation. Less than 5 hours per month spent on this activity.

Exams

• S66 Uniform Combined State Law Examination
  2003-07-23

Other Names

• Derek N Eichenwald