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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-08-14
UT RA APPROVED 2023-08-09
  • TX RA
    APPROVED
    Since 2023-08-14
  • UT RA
    APPROVED
    Since 2023-08-09

Branch Locations

7450 Sw Beveland St Ste 100, Portland, OR 97223-8678 • United States

869 W Baxter Dr, South Jordan, UT 84095 • United States

9665 Sw Allen Blvd Ste 115, Beaverton, OR 97005-4809 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Portland OR 01/2012 03/2020
Ameriprise Financial Services, Llc Portland OR 03/2020 Present
Previous Registrations
  • 2010-01-14 → 2011-10-13
    Chase Investment Services Corp.
    Portland, OR
    Portland, OR
    Portland, OR
    Portland, OR
    Portland, OR
  • 2009-10-07 → 2010-01-22
    Portland, OR
  • 2009-03-02 → 2009-07-27
    Td Ameritrade, Inc.
    Portland, OR
  • 2009-03-13 → 2009-07-27
    Td Ameritrade Investment Management, Llc
    Portland, OR
  • 2003-02-04 → 2009-02-07
    Gresham, OR
    Clackamas, OR
    Clackamas, OR
Other Businesses

Other Business Activities; Portland Collaborative Divorce; Networking Group.; N/A, , N/A, OR, 00000; Not Investment-Related; 01/01/2017; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-02-03
  • S66 Uniform Combined State Law Examination
    2003-02-03
Designations
Other Names
  • Bill James Fussell

View on SEC IAPD

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