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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2015-03-26 |
| CA | RA | APPROVED | 2012-02-21 |
Branch Locations
5060 California Avenue Suite 1140, Bakersfield, CA 93309 • United States
Mammoth Lakes, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel Nicolaus & Co Inc | Bakersfield | CA | 02/2012 | Present |
1. Destination Real Estate; 1523 Clear Creek, CA 93456; Real Estate Brokerage; CFO-to have access to the business funds if something happens to wife; Not involved in her business; 01/02/2024; 0 Hours per Day; Not during Securities Trading Hours; Investment-Related
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-03-21 |
| S63 | Uniform Securities Agent State Law Examination | 2000-03-20 |
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