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3200 Cherry Creek South Drive Suite 280, Denver, CO 80209 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-11-09 |
| CO | RA | APPROVED | 2021-10-27 |
Branch Locations
3200 Cherry Creek South Drive Suite 280, Denver, CO 80209 • United States
3200 Cherry Creek South Drive Suite 280, Denver, CO 80209 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Massmutual Life Insurance Company | Denver | CO | 12/2014 | 08/2021 |
| Mml Investors Services | Denver | CO | 08/2017 | 08/2021 |
| Global Wealth Strategies And Associates, Llc | Denver | CO | 10/2021 | Present |
(1) Name: Rachel's Challenge Inv rel: N Add: 7901 Southpark Plaza #210 Littleton, CO. 80120 Nature: Compensated board service Position: Board member Start date: 12/2015 No. HR/MO: 10 No. HR/MO during sec trading: 0 (2) Name: Way Holdings, LLC Inv rel: Y Add: 12958 Adam Aircraft Circle East #D38 D40 Englewood, CO. 80112 Nature: Ownership entity for GWS&A RIA; also used for real estate holdings Position: Owner Start date: 2012 No. HR/MO: 1 No. HR/MO during sec trading: 0 (3) Name: Global Wealth Strategies Insurance, LLC Inv rel:N Add: 3200 Cherry Creek South Drive, Suite 280 Denver, CO 80209. Nature: Life, health, fixed annuity insurance sales Position: Sales, agent, ownership Start date: 2002 No. HR/MO: 20 No. HR/MO during sec trading: 15 (4) Name: Adam Ladd Way Trust Inv rel: N Add: At Residential Address Nature: Trust Position: Trustee Start date: 04/08/2021 No. HR/MO: 0 No. HR/MO during sec trading: 0 (5) Name: B&A Way, LLC Inv rel: N Add: At Residential Address Nature: Personal real estate investments Start date: 01/13/2023 No. HR/MO: 63 No. HR/MO during sec trading: 0 Position: Partner (6) Name: Adam Way Racing Inv rel: N Add: At Residential Address Nature: Organization to support mountain biking enthusiasts Start date: 04/08/2021 No. HR/MO: 0 No. HR/MO during sec trading: 0 Position: Founder (7) Name: CFP Bard Center for Financial Planning Inv rel: Y Nature: Volunteer offering advice and counsel. No compensation received. Start date: 04/08/2021 No. HR/MO: 5 No. HR/MO during sec trading: 0 Position: Volunteer (8) Name: Maverick Lending Solutions, LLC Inv rel: Y Nature: Lending solutions including mortgage lending, personal loans, and other related financial services. No compensation received. Start date: 12/14/2023 No. HR/MO: 1 No. HR/MO during sec trading: 0 Position: Board of Directors
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2012-01-30 |
| S63 | Uniform Securities Agent State Law Examination | 2004-12-07 |
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