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Current Employers
Western Wealth Management Llc

14143 Denver Pkwy., Ste 450, Golden, CO 80401 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2016-06-22
  • CO RA
    APPROVED
    Since 2016-06-22

Branch Locations

5251 Dtc Parkway Suite 1045, Greenwood Village, CO 80111 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Western Wealth Management, Llc Greenwood Village CO 09/2013 Present
Lpl Financial, Llc Greenwood Village CO 09/2013 Present
Previous Registrations
  • 2013-09-10 → 2016-06-22
    Western Wealth Management Llc
    Golden, CO
    Greenwood Village, CO
  • 2012-01-20 → 2013-09-09
    Englewood, CO
  • 2005-03-23 → 2012-07-16
    Addison Avenue Financial Partners, Llc
    Rocklin, CA
    Englewood, CO
    Marlborough, MA
Other Businesses

1. 09/06/2013 - Sentinel Wealth Management, LLC - INV REL - AT REPORTED LOCATION - 30% TIME SPENT - DBA for LPL Business (entity for LPL business) 2. 9/23/2013: REGISTERED INVESTMENT ADVISOR - WESTERN WEALTH MANAGEMENT, LLC - RIA - (HYBRID) WESTERN WEALTH MANAGEMENT, LLC - TIME SPENT 70% - GREENWOOD VILLAGE, CO. 3. 06/25/2015 - HANLEIGH INSURANCE - INV REL - 826 LONG TIMBER LANE, MONUMENT, CO 80132 - NON-VARIABLE INSURANCE - START 06/23/2015 - 1 HR/MO NOT DURING SECS TRDG HRS. 4. 5/6/2021 - Living Your Wealth - DBA: Sentinel Wealth Management, LLC/Living Your Wealth - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 4/19/2021 - 160 Hours Per Month/8 Hours During Securities Trading. 5. 08/18/2021 - Western Wealth Management, LLC - DBA: Living Your Wealth - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Start Date: 04/22/2021 - 160 Hours Per Month/5 Hours During Securities Trading - Time Spent: 100% - I provide investment advisory services through Western Wealth Management, LLC, an independent investment advisor firm. I started this business activity in 08/2021. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 6. 3/14/2023 - Living Your Wealth - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 4/19/2021 - 160 Hours Per Month/8 Hours During Securities Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-02-25
  • S66 Uniform Combined State Law Examination
    2003-02-25

View on SEC IAPD

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