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Michael Kenneth Blau

Ubs Financial Services Inc.

Wellesley, MA

West Roxbury, MA

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2023-04-06
TX RA APPROVED 2023-04-06
  • NJ RA
    APPROVED
    Since 2023-04-06
  • TX RA
    APPROVED
    Since 2023-04-06

Branch Locations

55 William Street Wellesley Office Park, Wellesley, MA 02481-4003 • United States

West Roxbury, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Commonwealth Financial Network Waltham MA 04/2000 10/2019
Morgan Stanley Smith Barney Llc Wellesley MA 07/2020 03/2023
Fairway Independent Mortgage Newton MA 03/2020 07/2020
Unemployed West Roxbury MA 10/2019 03/2020
Ubs Financial Services Inc Wellesley MA 04/2023 Present
  • 04/2000 → 10/2019
    Commonwealth Financial Network
    Waltham, MA
  • 07/2020 → 03/2023
    Morgan Stanley Smith Barney Llc
    Wellesley, MA
  • 03/2020 → 07/2020
    Fairway Independent Mortgage
    Newton, MA
  • 10/2019 → 03/2020
    Unemployed
    West Roxbury, MA
  • 04/2023 → Present
    Ubs Financial Services Inc
    Wellesley, MA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-02-22
  • S66 Uniform Combined State Law Examination
    2022-02-22
Other Names
  • Michael K Blau

View on SEC IAPD

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ROBERT STEPHEN ROSELLI
PRAN NATH TIKU
EZRA EDDIE SHAMMAY

Other Offices

PEAK FINANCIAL MANAGEMENT INC · WELLESLEY, MA
EQUITABLE ADVISORS, LLC · WELLESLEY, MA
FOCUS PARTNERS WEALTH, LLC · Wellesley, MA
FOCUS PARTNERS WEALTH, LLC · Wellessley, MA
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · WELLESLEY, MA
FOCUS PARTNERS WEALTH, LLC · Wellesley, MA
FOCUS PARTNERS WEALTH, LLC · Wellelsey, MA
MORGAN STANLEY · Wellesley, MA

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