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Mark A Bates

Wealthquest Corporation

Cincinnati, OH

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Current Employers
Wealthquest Corporation

50 E-Business Way Suite 120, Cincinnati, OH 45241 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2011-11-29
OH RA APPROVED 2010-04-20
  • TX RA
    APPROVED
    Since 2011-11-29
  • OH RA
    APPROVED
    Since 2010-04-20

Branch Locations

50 E-Business Way Suite 120, Cincinnati, OH 45241 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wealthquest Corporation Cincinnati OH 04/2010 Present
Previous Registrations
  • 2005-02-14 → 2010-04-08
    Fifth Third Securities, Inc.
    Leesburg, OH
    Hillsboro, OH
    Hillsboro, OH
    Russellville, OH
    Peebles, OH
    West Union, OH
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-11-03
S63 Uniform Securities Agent State Law Examination 2002-12-18
  • S66 Uniform Combined State Law Examination
    2004-11-03
  • S63 Uniform Securities Agent State Law Examination
    2002-12-18
Designations

View on SEC IAPD

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Other Investors

JEFFREY JOSEPH SPITZMILLER
ANDERS KRISTIAN JUEL
CHARLES FREDERICK HAIS
CHRISTOPHER CHARLES HAIS
CHARLES MICHAEL HAIS
JEFFREY ROBERT WALKUP
MICHAEL WILLIAM POPIL
BETH OKABAYASHI HODGES

Other Offices

QUEEN CITY CAPITAL MANAGEMENT, LLC · CINCINNATI, OH
OSAIC WEALTH, INC. · CINCINNATI, OH
BAHL & GAYNOR LLC · CINCINNATI, OH
BRIXEY & MEYER CAPITAL LLC · CINCINNATI, OH
OPUS CAPITAL MANAGEMENT · CINCINNATI, OH
FORMIDABLE ASSET MANAGEMENT, LLC · CINCINNATI, OH
RC CAPITAL · CINCINNATI, OH
STIFEL, NICOLAUS & COMPANY, INCORPORATED · CINCINNATI, OH

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