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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-02-25
OK RA APPROVED 2020-02-21
  • TX RA
    APPROVED
    Since 2020-02-25
  • OK RA
    APPROVED
    Since 2020-02-21

Branch Locations

3121 Quail Springs Pkwy Ste 110, Oklahoma City, OK 73134 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Oklahoma City OK 02/2013 02/2020
Bank Of America, N.A. Oklahoma City OK 04/2013 02/2020
Raymond James & Associates, Inc. Oklahoma City OK 02/2020 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-02-10
S63 Uniform Securities Agent State Law Examination 2003-06-23
  • S65 Uniform Investment Adviser Law Examination
    2005-02-10
  • S63 Uniform Securities Agent State Law Examination
    2003-06-23
Designations

View on SEC IAPD

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