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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2026-01-06 |
| WA | RA | APPROVED | 2025-10-22 |
| OH | RA | APPROVED | 2025-09-15 |
| MS | RA | APPROVED | 2025-05-28 |
| AR | RA | APPROVED | 2025-01-08 |
| TX | RA | APPROVED_RES | 2024-10-31 |
| PA | RA | APPROVED | 2023-10-11 |
| VA | RA | APPROVED | 2021-10-11 |
| TN | RA | APPROVED | 2021-02-09 |
Branch Locations
6060 Primacy Pkwy Suite 175, Memphis, TN 38119 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardian Life Insurance Company | Memphis | TN | 02/2012 | Present |
| Park Avenue Securities | Memphis | TN | 03/2012 | Present |
1) Insurance Sales other than Guardian-(Group Health), Start: 02/28/2012, Address: 6060 Primacy Pkwy, STE 175, Memphis TN 38119, 1 total hour per month; 1 during securities trading hours, Investment related, Less than 10% annual compensation,
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-12-31 |
| S63 | Uniform Securities Agent State Law Examination | 2003-07-28 |
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