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Susan Kim Sands

Marquis Wealth Management Group

Fort Myers, FL

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Current Employers
Marquis Wealth Management Group

6208 Whiskey Creek Drive, Fort Myers, FL 33919 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2002-01-02
  • FL RA
    APPROVED
    Since 2002-01-02

Branch Locations

6208 Whiskey Creek Drive, Fort Myers, FL 33919 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Marquis Wealth Management Group Fort Myers FL 01/1999 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-09-26
  • S65 Uniform Investment Adviser Law Examination
    2001-09-26
Other Names
  • Susan Kim Martin
  • S Kim Sands
  • Kim Sands

View on SEC IAPD

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Other Offices

STIFEL, NICOLAUS & COMPANY, INCORPORATED · FORT MYERS, FL
AMERIPRISE FINANCIAL SERVICES, LLC · Fort Myers, FL
BANKERS LIFE ADVISORY SERVICES, INC. · Fort Myers, FL
UBS FINANCIAL SERVICES INC. · FORT MYERS, FL
LPL FINANCIAL LLC · FORT MYERS, FL
SANCTUARY ADVISORS, LLC · FORT MYERS, FL
SANCTUARY ADVISORS, LLC · FORT MYERS, FL
TRUIST ADVISORY SERVICES, INC. · FORT MYERS, FL

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