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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-04-04 |
| TN | RA | APPROVED | 2021-11-29 |
Branch Locations
6075 Poplar Avenue, Suite 625 & 628, Memphis, TN 38119 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | Memphis | TN | 08/2013 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Memphis | TN | 11/2016 | 11/2021 |
| Stifel Nicolaus & Co Inc | Memphis | TN | 11/2021 | Present |
1. Regional One Foundation; 877 Jefferson Ave Memphis TN 38103; Hospital Foundation; Board Member; Fund raising; 09/11/2024; 1hr/week; Not during securities trading hours; Not Investment-Related
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-02-20 |
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