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275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-03-26 |
| CO | RA | APPROVED | 2020-05-13 |
Branch Locations
469 S Cherry Street Suite 210, Denver, CO 80246 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| H.D. Vest Investment Services | Parker | CO | 11/1999 | 05/2020 |
| H.D. Vest Advisory Services | Parker | CO | 07/2004 | 05/2020 |
| Towers Wealth Management, Inc. | Parker | CO | 01/1987 | 05/2020 |
| Towers Wealth Management, Inc. | Parker | CO | 01/1990 | 05/2020 |
| Hd Vest Insurance Agency Inc | Irving | TX | 10/2014 | 05/2020 |
| Towers Wealth Management, Inc. | Parker | CO | 01/1990 | 05/2020 |
| Commonwealth Financial Network | Waltham | MA | 05/2020 | Present |
| Towers Wealth Management, Inc. | Parker | CO | 05/2020 | 01/2026 |
| Hadad-Milinazzo Financial Group Inc. | Parker | CO | 01/2026 | Present |
1.Owner, Towers WM, LLC a Private Entity established to facilitate Securities, advisory, and insurance Business; as of 5/13/2020; 20% time spent during business hours; Conducted at branch; Investment related. 2. Fixed insurance sales; as of 5/13/2020; 10% time spent during business hours; Conducted at branch location; Investment related. 3. Tax Preparation, accounting, Payroll and Bill Pay services, Hadad-Milinazzo Financial Group, Inc.; as of 5/13/2020; 20% time spent during business hours; Conducted at branch; Not investment related. 4. Co-owner, Wealth Management, Inc; used to facilitate tax practice; as of 11/15/2019; 0% of time spent during business hours; Conducted at branch location; Not investment related. 5. Trustee, non client friend; as of 07/01/2021, 2% of time spent during business hours; Conducted at branch location; Not investment related.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-06-26 |
| S63 | Uniform Securities Agent State Law Examination | 2003-07-24 |
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