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Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-03-26
CO RA APPROVED 2020-05-13
  • TX RA
    APPROVED_RES
    Since 2026-03-26
  • CO RA
    APPROVED
    Since 2020-05-13

Branch Locations

469 S Cherry Street Suite 210, Denver, CO 80246 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
H.D. Vest Investment Services Parker CO 11/1999 05/2020
H.D. Vest Advisory Services Parker CO 07/2004 05/2020
Towers Wealth Management, Inc. Parker CO 01/1987 05/2020
Towers Wealth Management, Inc. Parker CO 01/1990 05/2020
Hd Vest Insurance Agency Inc Irving TX 10/2014 05/2020
Towers Wealth Management, Inc. Parker CO 01/1990 05/2020
Commonwealth Financial Network Waltham MA 05/2020 Present
Towers Wealth Management, Inc. Parker CO 05/2020 01/2026
Hadad-Milinazzo Financial Group Inc. Parker CO 01/2026 Present
  • 11/1999 → 05/2020
    H.D. Vest Investment Services
    Parker, CO
  • 07/2004 → 05/2020
    H.D. Vest Advisory Services
    Parker, CO
  • 01/1987 → 05/2020
    Towers Wealth Management, Inc.
    Parker, CO
  • 01/1990 → 05/2020
    Towers Wealth Management, Inc.
    Parker, CO
  • 10/2014 → 05/2020
    Hd Vest Insurance Agency Inc
    Irving, TX
  • 01/1990 → 05/2020
    Towers Wealth Management, Inc.
    Parker, CO
  • 05/2020 → Present
    Waltham, MA
  • 05/2020 → 01/2026
    Towers Wealth Management, Inc.
    Parker, CO
  • 01/2026 → Present
    Hadad-Milinazzo Financial Group Inc.
    Parker, CO
Previous Registrations
  • 2004-07-14 → 2020-05-18
    Avantax Advisory Services
    Parker, CO
Other Businesses

1.Owner, Towers WM, LLC a Private Entity established to facilitate Securities, advisory, and insurance Business; as of 5/13/2020; 20% time spent during business hours; Conducted at branch; Investment related. 2. Fixed insurance sales; as of 5/13/2020; 10% time spent during business hours; Conducted at branch location; Investment related. 3. Tax Preparation, accounting, Payroll and Bill Pay services, Hadad-Milinazzo Financial Group, Inc.; as of 5/13/2020; 20% time spent during business hours; Conducted at branch; Not investment related. 4. Co-owner, Wealth Management, Inc; used to facilitate tax practice; as of 11/15/2019; 0% of time spent during business hours; Conducted at branch location; Not investment related. 5. Trustee, non client friend; as of 07/01/2021, 2% of time spent during business hours; Conducted at branch location; Not investment related.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-06-26
S63 Uniform Securities Agent State Law Examination 2003-07-24
  • S65 Uniform Investment Adviser Law Examination
    2004-06-26
  • S63 Uniform Securities Agent State Law Examination
    2003-07-24

View on SEC IAPD

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