Charles Frederick Fowler

Employer firm

Mariner CRD 140195

$125B regulatory AUM 216 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2015 → Present
  Mariner Wealth Advisors
  San Diego, CA

Previous Registrations

• 2014-02-28 → 2015-03-03
  Cibc Private Wealth Advisors, Inc.
  Chicago, IL
• 2013-08-27 → 2014-02-04
  Pure Financial Advisors, Llc
  San Diego, CA
• 2002-05-23 → 2010-01-25
  Charles Schwab & Co., Inc.
  San Diego, CA
  San Diego, CA
• 1999-01-19 → 2002-05-10
  Prudential Equity Group, Llc
  San Diego, CA

Exams

• S66 Uniform Combined State Law Examination
  2001-03-03
• S63 Uniform Securities Agent State Law Examination
  2000-01-21

Designations

• Certified Financial Planner
• Chartered Financial Analyst