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Inactive

Charles Frederick Fowler

Mariner

San Diego, CA

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Current Employers
Mariner

5700 W. 112Th Street Suite 500, Overland Park, KS 66211 • United States

Current Registrations

AuthorityCategoryStatusDate
OR RA APPROVED 2021-01-06
CA RA APPROVED 2015-09-16
  • OR RA
    APPROVED
    Since 2021-01-06
  • CA RA
    APPROVED
    Since 2015-09-16

Branch Locations

11512 El Camino Real Suite 370, San Diego, CA 92130 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mariner Wealth Advisors San Diego CA 08/2015 Present
  • 08/2015 → Present
    Mariner Wealth Advisors
    San Diego, CA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-03-03
S63 Uniform Securities Agent State Law Examination 2000-01-21
  • S66 Uniform Combined State Law Examination
    2001-03-03
  • S63 Uniform Securities Agent State Law Examination
    2000-01-21
Designations

View on SEC IAPD

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Other Offices

CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
RBC CAPITAL MARKETS, LLC · SAN DIEGO, CA
CETERA INVESTMENT MANAGEMENT LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA

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