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1200 17Th Street Suite 2000, Denver, CO 80202 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2018-08-31 |
Branch Locations
1200 17Th Street Suite 500, Denver, CO 80202 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lt Trust | Denver | CO | 02/2017 | 04/2017 |
| Plan Strategies, Inc. | Denver | CO | 02/2017 | 04/2017 |
| Unemployed | Denver | CO | 05/2016 | 02/2017 |
| Denver Water | Denver | CO | 04/2017 | 06/2018 |
| Mercer Global Advisors Inc. | Denver | CO | 06/2018 | 03/2023 |
| Mercer Global Advisors Inc. | Denver | CO | 03/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-08-31 |
| S63 | Uniform Securities Agent State Law Examination | 2007-02-10 |
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