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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2013-11-01 |
| TX | RA | APPROVED | 2004-03-23 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Inc. | Minneapolis | MN | 09/2002 | Present |
| Bank Of America, N.A. | Minneapolis | MN | 06/2011 | Present |
I*515968For profit or not for profit: Entity For ProfitName of outside business organization: Broughton Ruffo Cousins, LLCInvestment related: NAddress of business: Minneapolis, Minnesota, 55413Nature of business: ["Limited Liability Company"]Position, title, association: ["General Partner/Managing Member"], Start date of relationship: 8/4/2021Number of hours devoted: 1 hour(s) MonthlyNumber of hours devoted during trading hours: 0Duties: , Administrative detail as required by the LLC.I*1286251For profit or not for profit: Name of outside business organization: Boy Scouts of AmericaInvestment related: NAddress of business: OBA, OBA, OBANature of business: ["Charitable Organization"]Position, title, association: ["Committee"], [["Fundraising committee"]]Start date of relationship: 5/31/2023Number of hours devoted: 2 hour(s) MonthlyNumber of hours devoted during trading hours: 0Duties: , BSA exists to train young adults to become leaders. I will be serving as a fundraising committee member I*2913277 Entity Type: N/A Name of OBA: Dead Equity Address:Saint Paul Minnesota Investment Related:No Position, Title, Association:N/A Start Date:09/28/2025 No Hours: 2 Monthly No Hours during trading:2 Monthly Duties:We're a dad garage band I'm the drummer
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-12-19 |
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