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Current Employers
Tangent Retirement

Irvine, CA • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-06-12
  • CA RA
    APPROVED
    Since 2026-06-12

Branch Locations

Irvine, CA • United States

Ascentis Independent Advisors, Llc

5001 Spring Valley Road Suite 810W, Dallas, TX 75244 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-09-16
  • CA RA
    APPROVED
    Since 2022-09-16

Branch Locations

5001 Spring Valley Road Suite 810W, Dallas, TX 75244 • United States

Irvine, CA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Irvine CA 12/2013 02/2021
Stratos Wealth Partners, Ltd. Irvine CA 12/2013 02/2021
Golden State Equity Partners D/B/A Tangent Retirement Irvine CA 02/2021 Present
  • 12/2013 → 02/2021
    Lpl Financial
    Irvine, CA
  • 12/2013 → 02/2021
    Irvine, CA
  • 02/2021 → Present
    Golden State Equity Partners D/B/A Tangent Retirement
    Irvine, CA
Previous Registrations
  • 2021-02-18 → 2022-09-20
    Golden State Equity Advisors, Llc
    South Coast Metro, CA
  • 2013-12-17 → 2021-02-19
    Irvine, CA
    Los Gatos, CA
  • 2012-01-06 → 2013-12-16
    Laguna Hills, CA
    Huntington Beach, CA
    Huntington Beach, CA
    Fountain Valley, CA
    Costa Mesa, CA
  • 2009-05-02 → 2012-01-04
    Chase Investment Services Corp.
    Avondale, AZ
    Glendale, AZ
    Glendale, AZ
    Surprise, AZ
    Glendale, AZ
    Phoenix, AZ
    Phoenix, AZ
    Phoenix, AZ
    Glendale, AZ
    Phoenix, AZ
    Glendale, AZ
    Phoenix, AZ
    Avondale, AZ
    Phoenix, AZ
    Phoenix, AZ
    Phoenix, AZ
    Anaheim, CA
    Anaheim, CA
    Fullerton, CA
    Anaheim, CA
    Fullerton, CA
    Fullerton, CA
    San Clemente, CA
    Irvine, CA
    Irvine, CA
    Irvine, CA
    Irvine, CA
    Ladera Ranch, CA
    Dana Point, CA
    Laguna Hills, CA
    Aliso Viejo, CA
    Lake Forest, CA
    Mission Viejo, CA
    Laguna Hills, CA
    Mission Viejo, CA
    Newport Beach, CA
    San Clemente, CA
    Irvine, CA
    Irvine, CA
    Irvine, CA
    Laguna Niguel, CA
    Laguna Niguel, CA
    Mission Viejo, CA
    Irvine, CA
    Rancho Santa Margarita, CA
    San Clemente, CA
    San Juan Capistrano, CA
    Irvine, CA
    Mission Viejo, CA
    Costa Mesa, CA
    Foothill Ranch, CA
    Huntington Beach, CA
    Lake Forest, CA
    Orange, CA
    Aliso Viejo, CA
    Irvine, CA
    Laguna Niguel, CA
    Irvine, CA
    Irvine, CA
    San Clemente, CA
    Lake Forest, CA
    Ladera Ranch, CA
    Laguna Hills, CA
    San Juan Capistrano, CA
    Laguna Niguel, CA
    Dana Point, CA
    Foothill Ranch, CA
    Mission Viejo, CA
    Newport Beach, CA
    Irvine, CA
    San Clemente, CA
    Irvine, CA
    Irvine, CA
    Mission Viejo, CA
    Irvine, CA
    Rancho Santa Margarita, CA
    Mission Viejo, CA
    Laguna Hills, CA
    Tustin, CA
    Irvine, CA
    Irvine, CA
    Lake Forest, CA
    Mission Viejo, CA
    Laguna Hills, CA
    Garden Grove, CA
    Costa Mesa, CA
    Costa Mesa, CA
    San Clemente, CA
    Fountain Valley, CA
    Fountain Valley, CA
    Garden Grove, CA
    Huntington Beach, CA
    Huntington Beach, CA
    Orange, CA
    Orange, CA
    Santa Ana, CA
    Santa Ana, CA
    Westminster, CA
    Tustin, CA
    Huntington Beach, CA
    Westminster, CA
    Santa Ana, CA
    Santa Ana, CA
    Anaheim, CA
    Mission Viejo, CA
    Irvine, CA
    Glendale, AZ
    Glendale, AZ
    Santa Ana, CA
  • 2008-09-03 → 2009-05-02
    Wamu Investments, Inc.
    Phoenix, AZ
    Phoenix, AZ
    Phoenix, AZ
    Phoenix, AZ
    Phoenix, AZ
    Phoenix, AZ
    Phoenix, AZ
    Phoenix, AZ
    Phoenix, AZ
    Phoenix, AZ
    Avondale, AZ
    Peoria, AZ
    Peoria, AZ
    Peoria, AZ
    Glendale, AZ
    Surprise, AZ
    Phoenix, AZ
    Glendale, AZ
    Surprise, AZ
    Glendale, AZ
    Avondale, AZ
    Glendale, AZ
    Glendale, AZ
    Glendale, AZ
    Phoenix, AZ
    Glendale, AZ
    Phoenix, AZ
  • 2005-07-06 → 2007-09-17
    Chase Investment Services Corp.
    Sun City, AZ
    Chicago, IL
    Glendale, AZ
    Phoenix, AZ
  • 2005-03-14 → 2005-07-06
    Banc One Securities Corporation
    Glendale, AZ
  • 2003-01-21 → 2004-11-11
    Wells Fargo Investments, Llc
    Glendale, AZ
Other Businesses

01/07/2015 - TANGENT RETIREMENT INC - BUSINESS ENTITY FOR TAX/INVESTMENT PURPOSES ONLY - TIME SPENT 1 HOUR PER MONTH - IRVINE, CA

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-12-26
  • S66 Uniform Combined State Law Examination
    2002-12-26

View on SEC IAPD

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