Scott Dunning Walker

Employer firm

Horizon Financial Services, LLC CRD 158798

$262M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2011 → Present
  New Horizon Financial Services Inc.
  Winston- Salem, NC
• 10/2011 → Present
  Horizon Financial Services, Llc (158798)
  Winston-Salem, NC

Previous Registrations

• 2011-07-06 → 2011-09-16
  Regal Investment Advisors Llc
  Winston-Salem, NC
  Kentwood, MI
• 2006-08-03 → 2010-07-19
  Wells Fargo Clearing Services, Llc
  Winston Salem, NC
  Winston Salem, NC
  Winston Salem, NC

Other Businesses

NEW HORIZON FINANCIAL SERVICES, INC. INVESTMENT RELATED. ADDRESS; 3880 VEST MILL RD, SUITE 100, WINSTON SALEM, NC 27103. NATURE OF BUSINESS: INSURANCE PRODUCTS AND SALES TITLE; INSURANCE AGENT START DATE: 06/2011 20 HOURS A WEEK, 10 HOURS DURING TRADING HOURS. INSURANCE SALES AND SERVICES.

Exams

• S65 Uniform Investment Adviser Law Examination
  2006-07-31
• S63 Uniform Securities Agent State Law Examination
  2003-02-06

Other Names

• Scott Walker