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8 Third Street North, Great Falls, MT 59401 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2026-01-05 |
| MT | RA | APPROVED | 2026-01-05 |
Branch Locations
1550 Market Street Suite 300, Denver, CO 80202 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James & Associates, Inc. | St. Petersburg | FL | 07/2013 | 04/2017 |
| Raymond James & Associates, Inc. | Brighton | CO | 04/2015 | 04/2017 |
| Unemployed | Denver | CO | 05/2017 | 06/2017 |
| D.A. Davidson & Co. | Denver | CO | 06/2017 | Present |
John L Beauprez Enterprises, Inc., non-investment related; Denver, CO; family contracting/excavation corporation; Director; Starting 1/1/1991; approx. 1 hr/month; no time devoted to this activity during securities trading hours; I serve as a director to my parents family-owned business. The company performs contracting/excavation services to oil and gas companies, home builders and commercial projects.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-04-02 |
| S63 | Uniform Securities Agent State Law Examination | 2002-12-09 |
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